Financial Institutions Engaged in Insurance

Banks and other financial institutions are heavily regulated by both federal and state governments. When banks and other financial institutions also offer insurance products, the overlay of state insurance laws and federal financial laws can increase compliance challenges, with each body enforcing its own rules and regulations. Experienced compliance counsel is essential to ensure that the insurance and non-insurance businesses operations remain compliant. When necessary, our seasoned government relations team can be an invaluable resource to interface with regulators.

McIntyre & Lemon, PLLC helps clients efficiently navigate the complex maze of federal and state laws and regulations. Applying our legal knowledge and experience, we find creative solutions to overcome the legal challenges faced by our clients so they can execute their business initiatives with confidence.

McIntyre & Lemon, PLLC is uniquely positioned to help clients mitigate compliance risks that arise when banks and other financial institutions engage in the sale of insurance. We help clients develop the strategy, processes, and systems necessary to chart a symbiotic course of growth and compliance.

We assist clients with:

Since 1996, McIntyre & Lemon has helped companies, banks, and other financial institutions engage in the business of insurance with limited regulatory and compliance risk. The combined strength of our knowledge, contacts, and experience with regulatory bodies, including state insurance commissioners and the Consumer Financial Protection Bureau (CFPB), help build the confidence necessary to execute your business initiatives.

For more information on how we can help solve your compliance challenges and mitigate your compliance risk, contact us.

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