SEC Proposes Cybersecurity Rules for Broker-Dealers
Wed 22 Mar, 2023 / by C. Dirk Peterson / Client Alerts
DOWNLOAD PDF INTRODUCTION Last week, the SEC proposed a package of proposals focused on cybersecurity risks [Securities Exchange Act Release No. 97142 (March 15, 2023)]. Among the proposals were a proposed new rule (Rule 10) and new form (Form SCIR) focused on cybersecurity matters for securities market participants, including broker-dealers.… [Click to Read More]